Introduction to Regulatory Compliance

Introduction to Regulatory Compliance

Do you know:

Why companies, organizations, businesses, and institutions are being penalized by regulators?

How important Regulatory Compliance is for companies, organizations, and institutions?

How do the Board of Directors, Management, Employees, and Compliance Team work together, to ensure Regulatory Compliance?

There are various laws,  regulations, standards, directives, etc. that are issued by regulators, for companies, businesses, and organizations, operating in different sectors and jurisdictions. Non-compliances result in significant penalties.   

What Will You Learn In This Course?

In this course, you will learn, how the regulators are focusing on strong compliance culture to be implemented by companies, businesses, organizations, and institutions to avoid penalties resulting in reputation losses.

You will learn about Compliance, the concept of Compliance Efforts, Regulatory Compliance, Compliance Culture, Types of Compliance Culture, Governance Structure, Three Lines of Defense Model of Regulatory Compliance, Compliance Function, Different Sectors, Relevant Laws and Regulations, Case studies, and examples. You will also learn about the overview of different key Acts, Standards, Laws, and Regulations, which are applicable to different kinds of organizations, such as Financial Institutions, and other Organizations working in different sectors including Manufacturing, Service, Health, and Safety Sectors, etc.

You will learn about Regulatory Technology (Red-Tech), Its uses and examples.

Bonus Lecture - Interview Questions and Answers for the Job of Compliance Officer / Compliance Manager

Bonus Lecture - Job Description of Regulatory Compliance Officer

Other Benefits of attending this course:

- QUIZ is also part of this course to test your knowledge about regulatory compliance.

- Downloadable Study Material files are also added, for you.

- Lifetime access to the course

- Certificate of completion of the course for your jobs and CVs enhancement

- Additions/updations to this course in the future, will be free

Who is this course for:

• Compliance professionals and students

• Risk management professionals and students

• Internal audit professionals and students

• Internal controls professionals

• ACCA, CPA, CAMS, CGA students

• Any other person who wants to learn and understand Regulatory Compliance

Regulatory Compliance Requirements of Companies, Institutions, Businesses and Organizations

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What you will learn

• You will learn about the Compliance, Regulatory Compliance and Compliance Efforts
• You will learn about different Laws and Regulations which are applicable in different countries
• You will learn about the core steps to be undertaken to ensure "Regulatory Compliance"

Rating: 3.94118

Level: Intermediate Level

Duration: 2 hours

Instructor: Governance Risk and Compliance GRC